C
Officer / Sr. Officer - Compliance and Audit
Commerce Bank Securities and Investment Limited
Dhaka
Full TimeNot specifiedBdJobsActive Hiring
Salary
Negotiable
Deadline
20 Apr 2026
Source
BdJobs
Location
Dhaka
Salary
Negotiable
Deadline
20 Apr 2026
Key Responsibilities
* Spearhead the development and implementation of a robust legal compliance framework to drive business growth and mitigate risk.
* Architect and review company policies to ensure alignment with regulatory requirements and industry best practices.
* Provide strategic counsel to management on compliance matters, delivering data-driven insights and recommendations through comprehensive reports.
* Drive the creation and execution of corrective action plans in response to audit findings and compliance breaches.
* Conduct regular audits of company procedures, practices, and documents to identify vulnerabilities and potential risks.
* Assess operational compliance risk and develop targeted strategies to address areas of concern.
* Champion a culture of compliance, educating employees on the latest regulatory developments and processes.
* Foster an open-door approach, addressing employee concerns and questions related to legal compliance and providing timely resolutions.
Requirements
Education
- Bachelor of Law (LLB)
- Bachelor of Business Studies (BBS) in Finance
- Bachelor’s degree in law, finance, business management, or a related field.
Additional
- 2 – 4 years’ proven experience in a compliance officer role.
- Experience in the following business area(s): Share Brokerage/ Securities House, Capital Market, Stockbroker.
- Good knowledge of legal requirements and procedures.
- Brilliant oral and written communication skills.
- Highly analytical with strong attention to detail
Compensation & Benefits
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