Field Compliance Officer

• Architect a comprehensive compliance framework, leveraging a Risk-Based Approach to proactively identify and mitigate potential risks • Drive regulatory adherence, ensuring seamless alignment with laws, policies, and AML/CFT guidelines to minimize exposure • Develop and implement robust compliance controls, mitigating legal, financial, and reputational risks through effective risk management strategies • Lead the preparation and submission of regulatory reports, fostering strong relationships with regulatory authorities through timely and accurate submissions • Champion audit readiness, maintaining meticulous documentation and facilitating seamless internal and external audits • Conduct thorough field assessments to evaluate policy adherence and control effectiveness across distribution channels • Identify and address compliance gaps, driving corrective actions and process enhancements to ensure continuous improvement • Foster a culture of compliance, integrity, and ethics, promoting a strong moral compass across all organizational levels • Strengthen internal governance frameworks, ensuring alignment with regulatory expectations and industry best practices • Collaborate with cross-functional stakeholders to provide compliance guidance, resolve issues efficiently, and optimize overall compliance effectiveness